Full title: The mining-conservation nexus: Rio Tinto, development ‘gifts’ and contested compensation in Madagascar
LDPI Working Paper 11
by Caroline Seagle
his paper traces a genealogy of land access and legitimisation strategies culminating in the recent convergence of multinational mining and conservation in southeast Madagascar. Drawing on empirical research carried out on the Rio Tinto/QMM ilmenite mine in Fort Dauphin, it focuses on how local Malagasy land users are incorporated into new forms of inclusion (into the neoliberal capitalist economy) and exclusion (from land-based, subsistence activities) resulting from private sector engagement in conservation. Various material impacts of the mine were inverted and remediated to global audiences as necessary to sustainable development and biodiversity conservation. By financing, partnering with and participating in the same land access markets as international conservation NGOs, and setting aside small ‘conservation enclaves’ in each mining site, Rio Tinto/QMM legitimise mining in situ despite the negative socio-environmental consequences for the Malagasy. Mining–conservation partnerships may fail to adequately address — and ultimately exclude — the needs of people affected by the mines.
LDPI Working Paper 10
by Martin Keulertz
This study analyses the political, economic and social impacts of the land and ‘virtual water’ grab in Southern Sudan. The ‘virtual water’ concept, which explains the absence of water wars through water embedded in agricultural imports, has been a major breakthrough in the study of the Middle Eastern water question. This paper shows how agricultural commodities in the form of virtual water are at the heart of Middle Eastern investors’ interests. The paper sheds light on investments in Southern Sudan, which are a form of water arbitrage by investing countries. The virtual extension of the investing countries’ Lebensraum into the recipient countries is part of a ‘new scramble’ over African resources — namely water resources. However, the risks of such investment activities lie in the social and environmental sphere with tribal conflicts and poor soil quality.
Full title: Conservation and ecotourism on privatised land in the Mara, Kenya: The case of conservancy land leases
LDPI Working Paper 9
by Claire Bedelian
This paper investigates private sector investment in conservation and ecotourism through conservancy land leases in the Mara region of Kenya. In a recent and growing tourism development, groups of Maasai landowners are leasing their parcels of land to tourism investors and forming wildlife conservancies. The paper examines this new conservation and ecotourism model and the implications it has for Maasai livelihoods and the environment. The subdivision of Kenya’s rangelands has tended to benefit elites, and as a consequence this trend is reinforced in land-based schemes such as these. Given the large extent and recent change in ownership in these areas, land leases do however keep the lands they cover together and are potentially an optimistic outlook for such open rangeland areas. Consideration however must be given to adjacent areas and communities that may face the negative knock on effects of such schemes. The Mara is a unique area in terms of its tourism and wildlife, so land leases may not be able to offer as much to landowners in other areas, or be financially sustainable across vast areas. However, within the Mara, land leases have been rapidly expanded upon, implying that similar schemes might be of interest to both investors and communities alike in other wildlife areas.
Gendered Dimensions of Land and Rural Livelihoods: The Case of New Settler Farmer Displacement at Nuanetsi Ranch, Mwenezi District, Zimbabwe
LDPI Working Paper 8
by Patience Mutopo
Nuanetsi Ranch had been invaded by villagers from different parts of Mwenezi, Chiredzi and Chivi communal areas since 2000. In February 2010, the government announced that the settlers had to be removed and resettled in other ’uncontested lands’ in the area, compromising their rights to sustainable livelihoods, human development and land acquisition. The perceptions of the men and women resident at Chigwizi has had a bearing on understanding the nature of gendered land and rural livelihoods in the context of biofuel production in Zimbabwe, after fast track land reform.
Full title: Agricultural land acquisition by foreign investors in Pakistan: Government policy and community responses
LDPI Working Paper 7
by Antonia Settle
This paper explores the Pakistani government’s 2009 agricultural investment policy package — a response to increasing foreign investor interest in agricultural land — and considers the likely implications for local communities. By analysing the policy pertaining to the categories of cultivated and uncultivated land, the paper explores possible consequences that peasant farming communities and grazing communities face. The policy’s dependence on arbitrary and anti-poor colonial-era laws and processes places the policy squarely in established centre–periphery relations rooted by colonial-era politics of land ownership. Thus, the offer of agricultural land to foreign investors is both an unprecedented international land grab and a development in ongoing land appropriation by influential people through state apparatuses, continuous with colonial practices. This in turn has spurred community responses within the same dynamic of colonially rooted centre–periphery conflict; community responses revolve around various ethnic separatist movements that originated in earlier colonial politics. Apart from the precarious balance of social and economic power in Pakistan — evident in the making and implications of the agricultural investment policy — the findings point to an urgent need for the Pakistani government to address environmental and food security issues.
LDPI Working Paper 6
by Christopher PI Mahonge
This study aimed to gain insight into how land deals have affected traditional Tanzanian land-based interactions and networks, and what coping mechanisms those affected have deployed. Case studies of land deal transactions — in both the Kisarawe district, in the Coast region and the Same district in the Kilimanjaro region —show the impact of cultivating bio-energy crops on traditional land. While the Same district employed an out-grower model to cultivate biofuel, Kisarawe district adopted the plantation approach. Traditional land governance systems and actors are affected differently by out-grower and plantation biofuel production models; the plantation model leads to traditional land governance frameworks being totally dismantled, while the out-grower model has insignificant impact on traditional land governance systems. For both models, laws and guidelines governing biofuel cultivation are ineffective: plantation and out-grower biofuel cultivation exacerbates a vicious cycle of poverty and environmental degradation. More research in other socio-ecological environments is necessary to understand broader interactions between land deals and traditional governance systems, and then to develop concrete, sound guidelines to govern foreign, national and local institutional actors involved in land deals.
Full title: Who Gets the Human Appropriation of Net Primary Production?: Biomass Distribution & the ‘Sugar Economy’ in the Tana Delta, Kenya
LDPI Working Paper 5
by Leah Temper
In this article we focus on the connection between purchases of land and the emerging ‘biomass-economy’, analysing biomass distribution in a region targeted for land-grabbing in order to understand the process from both bio-physical and political ecological perspectives. We narrow the focus down to a case study in the Tana Delta, Kenya, one of the new commodity frontiers in the recent large-scale land acquisitions, employing an indicator derived from social metabolism analysis — the Human Appropriation of Net Primary Production (HANPP). This allows us to examine biomass flows in the Delta, combining a biophysical perspective with a political-ecology analysis of the interests, stakes and power politics in the delta. The first section introduces the conceptual tools and theoretical framework, expanding on the concept of the ‘sugar economy’ as a socio-metabolic transition, and material and energy flow analysis (MEFA) as valuable instruments in gauging sustainability and potential sites of conflict over biomass. The second section contextualises the case study of the Tana Delta in Kenya as a site of conflict over biological resources through an analysis of property rights and historical dynamics. The third section presents the results of the analysis of biomass distribution. The fourth and fifth sections offer discussion of the results and the conclusions.
LDPI Working Paper 4
by David K Deng
Sudan is among the global ‘hotspots’ for large-scale land acquisitions. Although most of this investment activity was thought to be focused in the Northern part of the country, recent research indicates that a surprising number of large-scale land acquisitions have also taken place in the South in recent years. Now that the Southern Sudanese have opted for independence in the 2011 referendum on self-determination, investment activity will likely increase further. This paper presents preliminary data concerning large-scale land acquisitions in two of the ‘Green Belt’ states of Southern Sudan: Central Equatoria and Western Equatoria. It explores the concept ‘land belongs to the community’; a statement communities have take up in their demand for greater involvement in decision-making regarding community lands. It also examines processes of company–community engagement and the extent to which rural communities are being involved in investment projects. Finally, the paper presents a number of case studies that illustrate the complex interplay between cultural sovereignty, conflict, and post-war reconstruction in Southern Sudan. It concludes with recommendations for the government moving forward.
LDPI Working Paper 3
by Bliss J; Guillozet K
Foreign investment in Ethiopia’s forestry sector is currently limited, but agricultural investments that affect forests — largely through forest clearing — are commonplace, but there are challenges and opportunities in implementing them. Given the key role forests play in rural livelihoods, new tenure arrangements will have significant implications for communities located at the forest–farm interface. We use evidence from a case study in the Arsi Forest area of Oromia Regional State to examine historic and contemporary forest benefit distributions and investigate the potential for conflict over competing forest access claims associated with new investments.
LDPI Working Paper 2
by Lavers, T.
Recent foreign agricultural investment in Africa has generated a great deal of interest and criticism, with western media warning of a neo-colonial ‘land grab’. This paper moves beyond this narrow assessment by examining the political and social dynamics of foreign agricultural investment in Ethiopia, a country that has figured prominently in recent debates. The paper links macro-level analysis regarding the types of projects and their role in the Ethiopian economy to case studies of investments at the micro-level, which examine changing patterns of land use and implications for displacement, employment and technology transfer. The paper concludes that the expansion of foreign investment in Ethiopia is part of a government move towards an export-led development strategy. As such, macro-benefits in terms of increased foreign exchange earnings come at the cost of increased micro-level risks to those living near new investments, in particular, politically marginalised pastoral populations in remote regions.
Full title: Commercial Biofuel Land Deals & Environment and Social Impact Assessments in Africa: Three case studies in Mozambique and Sierra Leone
LDPI Working Paper 1
by Andrew M; van Vlaenderen H
This paper examines three case studies of proposed biofuel developments in Mozambique and Sierra Leone in terms of their social displacement impacts and the extent to which such impacts can be avoided or minimised. The case studies show that even in areas with low population densities and settlements concentrated in villages where it is easier to minimise displacement impacts, livelihood displacement impacts still cannot be entirely avoided due to communal and scattered land use in most rural areas. Environmental and Social Impact Assessment (ESIA) processes have changed the location, size and boundaries of developments to reduce displacement impacts, but more mitigation measures — such as outgrower schemes and land dedicated to food production — can provide further livelihood restitution and avoid food security impacts. The three biofuel ventures also highlight the influence of tenure security for local land right holders in determining the nature of the land deals and the consultation processes: cases where land leases are made with central government seem to provide fewer incentives for developers to negotiate directly with local communities and provide them with lower levels of compensation.
by Stephen Whitfield
Outlook on Agriculture, Volume 41, Number 4, December 2012 , pp. 249-256(8)
Evidence-based policy represents an emergent discourse in African agriculture and is welcomed by many for the emphasis it places on the legitimization of policies and strategies through reference to observed realities. Its intuitive premise places realized results, as opposed to theory or bias, at the foundation of policy making. However, the universal appeal of evidence-based policy, as demonstrated by the geographical and inter-sector spread of the discourse, belies the fact that its legitimacy relies on a set of prerequisites that are by no means universally established. This paper highlights some of the current incompatibilities between a leaning towards evidence-based policy in African agriculture and various issues that currently compromise the quality of national agricultural statistics across the African continent. The case of NERICA rice is used to highlight how ‘success stories’ – which may become an evidence base of their own, justifying scaled-up investments and technology delivery – may be successfully constructed on the basis of weak or incomplete evidence. It is argued that the virtues of evidence-based policy rely critically on the quality of evidence and transparency in the way evidence speaks to policy, such that weaknesses do not become lost in a process that distorts data into policy truths.
The Future Agricultures Consortium is inviting journalists and media specialists to enter a competition for writing on the politics and processes that influence agricultural investment in Africa.
The entry deadline is 8 February 2013 and the winners will be supported to attend FAC’s major conference on the Political economy of agricultural policy in Africa, which takes place in South Africa in March 2013.
FAC Policy Brief 55
by Blessings Chinsinga and Michael Chasukwa
There is often a mismatch between the apparent benevolent intents and the practical manifestations of the large scale land deals. The empirical realities of the large-scale land deals call for critical scrutiny and interrogation of the underlying interests of the stakeholders involved to assess the extent to which they genuinely prioritize win-win scenarios. As the experiences of the Green Belt Initiative (GBI) in Malawi demonstrated, the smallholder farmer is almost always the loser.
This raises doubt as to whether the international initiatives such the Food and Agriculture Organization’s (FAO) voluntary guidelines on responsible governance of tenure of land and other natural resources; the World Bank’s principles for responsible agricultural investment; and the Africa Union’s (AU) framework and guidelines on land policy shall make any significant difference on the actual outcomes of the large-scale land deals across the continent.
STEPS Centre Working Paper 49
by Joanes Atela
In the context of major scientific and policy concern with the causes and implications of climate change, various actors are now keen to demonstrate how agricultural carbon finance can help achieve multiple benefits or ‘triple wins’ for sub-Saharan African agriculture.
The target areas for these demonstrations have complex sociopolitical histories including prior donor interventions seeking to address related problems of poverty and the environment. Agricultural carbon finance, with associated globally framed narratives and interests, arrives on the back of these interventions and intersects with existing socio-cultural contexts and local and national policy processes to reshuffle livelihoods and ecologies.
This paper explores this interplay empirically, drawing on evidence from the Kenya Agricultural Carbon Project (KACP). KACP is the first World Bank supported project on agricultural carbon finance in Africa and has worked with groups of smallholders in western Kenya since 2008. Fieldwork, interviews and document analysis show how a powerful donor-science network has established a dominant narrative around ‘triple wins’ which does not resonate well with local circumstances.
Farmers, concerned with food security through maize farming, focus on only one ‘win’- increases in maize production – with little awareness of or attention to climate resilience or carbon income. The Kenyan government, on the other hand, faces an implicit dilemma as to whether to mechanize agriculture as a quick fix for looming hunger or to embrace conservation agriculture for carbon finance.
As more powerful, resource and scientifically endowed global and project development institutions intersect rather messier, informal and complex local institutions, there is not a neat unfolding of a planned ‘agricultural carbon project’ – but a more complex situation from which various actors are nevertheless able to draw benefit, but from which certain farmers lose.
This paper therefore justifies the need to go beyond top-down donor and science-driven projectization of agricultural carbon finance. Approaches and associated capacity-building need to inform farmers more fully of links between sustainable farming practices and carbon; clarify their carbon rights, and attend to wider development issues such as water access and secure land tenure which bear heavily on carbon projects. This is vital if smallholder farmers are to become more empowered to expand their opportunities and wellbeing in the context of climate change and the uncertain promise of carbon money.
This paper was produced jointly by Future Agricultures and the ESRC STEPS Centre
FAC Policy Brief 54
by Laura Pereira
The world’s food system is undergoing an unprecedented transformation: not just from the significant impacts of global environmental change (GEC), but also from the rapid expansion of transnational agribusiness. The food system is now a globalised, interconnected socioecological system and the global South is increasingly being integrated into this new, interconnected, efficiency-driven model.
There are three key outcomes of a wellfunctioning food system: food security, social welfare and environmental welfare (see Figure 1) yet, our current system has so far failed to provide these for the planet’s poor. How, then, will the future food system respond to the challenge of providing food security whilst also adapting to issues of rapid environmental and sustainability issues – most notably climate change? Developing a system of adaptive governance to meet these challenges is clearly an important area for research, but it requires an understanding of the complexity and uncertainty inherent in such measures.
Assessing Enablers and Constrainers of Graduation: Evidence from the Food Security Programme, Ethiopia
FAC Working Paper 44
Rachel Sabates-Wheeler, Mulugeta Tefera and Girma Bekele
The purpose of this report is to identify the main enablers and constrainers of resiliency and graduation from food and cash support provided through the Food Security Programme (FSP) in Ethiopia. Different groups of women and men were interviewed to explore and interrogate the gendered experiences of change in relation to social protection provisions.
The aim was to: identify different pathways to graduation for different participating households; identify indicators of graduation, resilience and sustainability that go beyond simple benchmarks or thresholds; and understand the enablers and constrainers to graduation. The larger objective of this work is to learn from the ways households strengthen their livelihoods in different PSNP scenarios in order to inform policy debates around assessing sustainable graduation from social protection programmes.
This article examines the role played by Norman Borlaug in promoting the notion of Green Revolution as a way to rapidly transform agriculture in the developing world. It develops the argument that Borlaug used his profile as a ‘public agronomist’, gained through his successful breeding of semi-dwarf wheat varieties, to actively and instrumentally bolster the case for Green Revolution style agricultural development. In effect he played and continues to play the role of a ‘brand hero’ for the Green Revolution.
FAC Working Paper 46
by Blessings Chinsinga, Michael Chasukwa and Lars Otto Naess
This paper explores climate change – agriculture debates in Malawi in view of the increasing interest and funding pledges for the agricultural sector in a changing climate. While there is increasing evidence of how climate change may affect Malawian agricultural systems, and a growing body of literature on possible response strategies, less is known about how priorities are made, by whom and with what outcomes. This matters because climate-related funding can be a major factor for how the agricultural sector develops, in Malawi as in other countries across Africa. This paper is the first of its kind to analyse policy discussions on climate change and agriculture in the country. The primary focus is the national level, but some of the implications of national debates at sub-national levels, and the questions they raise, are also discussed.
FAC Working Paper 45
by Daniel Bruce Sarpong and Nana Akua Anyidoho
This paper examines agriculture-climate change policy discussions in Ghana in the context of, on the one hand, increasing international interest and activity around climate change and agriculture, and on the other, concerns over whether climate policy and funding priorities are aligned to domestic development priorities. The paper poses the following questions: What are the contested areas and dividing lines in policy discussions and practices around climate change, which actors are supporting different viewpoints, and what traction do they have in the types of interventions that are being promoted?
FAC document de travail no. 41
par Augustin Loada
Le présent article porte sur l’économie politique de la filière coton au Burkina Faso. Si l’histoire du succès économique de cette filière est bien connue, il n’en va pas de même pour le rôle de l’économie politique jusque là peu étudié.
Pays sahélien enclavé confronté à des conditions climatiques et écologiques peu propices au développement de l’agriculture, le Burkina Faso est pourtant cité comme un exemple de réussite dans la filière coton. Introduite en Afrique l’Ouest sous l’ère coloniale dans les années 20, la culture du coton connaît un succès qui n’est pas seulement dû aux innovations techniques apportées de l’extérieur mais aussi à la capacité d’innovation des producteurs (Thomas J. Basset, 2002). Mais la filière ne prendra son envol qu’au lendemain de l’indépendance en 1960, sous l’impulsion de la Compagnie française pour le développement des fibres textiles (CFDT), une société publique dont le champ d’intervention s’étendait dans la sous-région francophone.
FAC Working Paper 43
by Colin Poulton
Theories of policy neglect of, or discrimination against, agriculture in Africa include urban bias (Lipton 1977; Bates 1981) and the narrow self-interest of autonomous elites (van de Walle 2001). Whilst structural adjustment removed much of the previous tax burden on African agriculture (Anderson and Masters 2009), the sector also saw declining investment from international development partners and through national budgets (Fan et al. 2009). Whilst there has been some recovery in public investment in agriculture over the past decade, signalled by the 2003 Maputo Declaration (Assembly of the African Union 2003), investment in the infrastructural and institutional public goods needed to support smallholder-led agricultural growth remains disappointing. As a result, the contribution of the agricultural sector to growth and poverty reduction objectives in Africa is widely believed to have been below potential.
In theory, democratisation, which has proceeded unevenly across Africa during the past two decades, should encourage pro-poor agricultural policy, as the majority of voters in many countries remain rural and poor. This paper draws on case studies of recent policy change (attempted and actual) in eight African countries, plus an analysis of the political systems in these countries, to explore the evolving role of competitive electoral politics in agricultural policy making. An important observation is that politicians are as likely to rely on ethnic allegiances and forms of social or political control to secure votes as they are to engage in policy competition. Moreover, the political incentives facing senior policy makers in the agricultural and rural development sphere may be inimical to the development of strong institutions to promote smallholder agricultural growth. Instead the paper finds that it is exogenous factors – macroeconomic dependence on agriculture and, most strikingly, sustained threats to regime survival – that create positive incentives for agricultural investment, even where social or political control is relied on to secure votes. The implications for participants in agricultural policy processes are briefly explored.
Case for support for the project on Rising Powers in African agriculture.
FAC Working Paper 42
by Kassahun Berhanu
The central argument in this paper is that, for the past two decades, state-led agricultural extension in Ethiopia, implemented by excluding other players in general and non-state actors in particular, has facilitated uncontested control of the public space by the incumbent Ethiopian People’s Revolutionary Democratic Front (EPRDF). In addition to its presumed economic ramifications, the ongoing agricultural extension scheme that is a major component of transforming smallholder agriculture is driven by political imperatives aimed at effectively controlling the bulk of the Ethiopian electorate whose votes in periodic elections are crucial to the regime’s perpetuation in power.
FAC Working Paper 40
by Brian Cooksey
The Political Economy of Agricultural Policy in Africa (PEAPA) Programme examines the impact of political competition, patronage, and foreign aid on agricultural policy outcomes across a sample of eight African countries. This report examines the effects of these factors on agricultural policy formulation and implementation in Tanzania through the lens of two initiatives, the Agricultural Sector Development Programme (ASDP) and the National Agricultural Input Voucher Scheme (NAIVS). The report asks whether competitive politics has improved the policy regime for rural voters as political parties compete for their support and the ruling elite responds to increasing electoral pressures to deliver concrete benefits. The broad conclusion is that both vote-seeking and patronage incentivise agricultural policy but that the benefits to voters in terms of private and public goods delivered as a result are limited by the same patronage practiced from national to local levels. On balance, donor aid supports essentially statist policies which serve to marginalise the private sector as the ‘engine of growth.’
Full title: The Political Economy of Agricultural Policy Processes in Malawi: A Case Study of the Fertilizer Subsidy Programme
FAC Working Paper 39
by Blessings Chinsinga
This paper examines the political economy of the agricultural policy processes in Malawi through the lenses of the fertilizer subsidy programme that has raised the profile of the country on the international stage since 2006. Malawi is a regular feature in the international agricultural policy debates as a model for the rest of Africa to emulate in order to achieve a uniquely African Green Revolution (Dugger, 2007; Perkins, 2009; AGRA, 2009). Through its subsidy programme, and against fierce resistance by donors as well as some local fiscal conservatives, the argument is that Malawi has pioneered the implementation of smart subsidy that has transformed the country from a perpetual food beggar for close to two successive decades to a self reliant nation.
Full title: From Subsistence to Smallholder Commercial Farming in Malawi: A Case of NASFAM Commercialisation Initiatives
FAC Working Paper 37
Ephraim W. Chirwa and Mirriam Matita
This paper investigates the relationship between food security and commercialisation using data from a household survey in National Smallholder Farmer Association of Malawi (NASFAM) operated areas. NASFAM promotes commercialisation of agriculture by introducing the principle of farming as a business among its members who are largely smallholder subsistence farmers.
The study finds that households with plenty of family labour are therefore likely to participate in NASFAM commercialisation initiatives. We also find a positive relationship between participation and value of durable assets, suggesting that wealth is an important determinant in the decision to participate in commercialisation. Household food security also increases the probability of participation, suggesting that when food markets are unstable, farmers that are not food secure may be constrained in their attempt to commercialize their farming systems. Furthermore, we find that the degree of commercialisation is negatively associated with age and household size but positively associated with food security, access to fertilizers, NASFAM business orientation and market access benefits.
Conceptual Framework and Hypotheses for Phase 2 of the Political Economy of Agricultural Policy in Africa (PEAPA) project.
This phase will explore how contrasting political incentives have influenced the eight countries’ engagement with the Comprehensive Africa Agriculture Development Programme (CAADP). Case studies will explore both the nature of a country’s engagement with the CAADP process and the impact (“value added”) of CAADP on agricultural policy and politics.
FAC Research Paper 23
by Steve Wiggins, Gem Argwings-Kodhek, Jennifer Leavy & Colin Poulton
Small farmers in Africa have long been engaged with markets. Whenever villages have been connected to urban or overseas markets, smallholders have produced surpluses for them — at times prompting remarkable transformations in rural economies. The opportunities to engage with markets for small farmers are increasing — making questions that arise about smallholder commercialisation all the more important. This review looks at the debates, evidence and policy implications associated with these new opportunities.
FAC Working Paper 38
by David Booth and Frederick Golooba-Mutebi
Agricultural development policies in sub-Saharan Africa continue to be weak, and the reasons are to be found in the incentives transmitted to policy makers by countries’ domestic political systems. The enfranchisement of rural voters within multi-party political systems does not seem to have altered the fundamental dynamics, raising the question whether – in Africa as in Asia – successful agricultural transformation will happen first in countries whose rulers are driven by concerns to avert rural-based political threats of a more fundamental sort.
This paper explores this question with reference to Rwanda. It argues that the political incentives are indeed different from those in comparable African countries, but that this did not immediately lead to the adoption of an appropriate agricultural strategy. Today, thanks to a major shock and some serious rethinking, policy has turned a corner and the results are promising. What this experience has revealed is that the political economy of agricultural policy in Rwanda is distinguished by a capacity for learning from errors as well as a seriousness about implementation that are not widely observed elsewhere in the region.
Working Paper 36
by Dawit Alemu
At the advent of Ethiopia’s new economic development plan, the Growth and Transformation Plan (GTP) 2010 – 2015, the Farmer-Based Seed Multiplication (FBSM) programme has increased hopes in the strengthening of the country’s national seed system. Although FBSM engages in various strategies and numerous actors across Ethiopia (Dawit and Spielman 2006), the primary function of FBSM involves the organisation of farmer groups at local levels throughout Ethiopia to produce seed that can either be conditioned (cleaned and bagged) or left in raw form, and provided both for sale to the formal sector or for local exchange. The overall goal of FBSM is contributing to the target of doubling agricultural production through improving access to and use of quality seeds of improved crop varieties along with sustaining the availability of germplasm of local varieties.
The principal advantages of FBSM are identified as follows: (i) improved seed production of locally demanded varieties; (ii) production of crop seeds for which there are less commercial interest; (iii) production and marketing of seed within communities for the purpose of reducing seed cost; and (iv) the possibility of serving as seed demonstration sites to encourage the adoption of alternative crop varieties. Although these advantages are appealing, the current implementation of FBSM demands considerable supervision from extension personnel, suffers from low quality seed recovery rates from participating farmers, places local seed supply under exactly the same climatic risks as local grain production, and its financial sustainability is unproven. This study examines FBSM efforts across Ethiopia and critically analyses the roles of its actors. The narratives, priorities, and agenda approaches of the actors promoting FBSM are documented through a series of case studies, all of which reflect a diversified demand for seed that is based on differing agro-ecological and socio-economic contexts and different sets of actor-networks. The study examines the operation of FBSM initiatives, exploring who is involved and who benefits from the programme. Links to the informal (illegal) private sector and the commercial sector are investigated, including FBSM associations with national and regional seed enterprises. The limits of FBSM initiatives are also documented.
Full title: Initial Conditions and Changes in Commercial Fertilizers under the Farm Input Subsidy Programme in Malawi: Implications for Graduation
Working Paper 30
by Ephraim W. Chirwa, Andrew Dorward and Mirriam Matita
The government of Malawi has been implementing agricultural input subsidies since 2005/06 as an intervention aimed at improving food security among resource poor smallholder farmers. Although the issue of graduation is not articulated in the design of the programme, this study investigates the determinants of changes in the demand for commercial fertilizers in the presence of the subsidy programme. The increase in purchase of commercial fertilizers by subsidized households may indicate prospects of graduation from the subsidy programme in future. Using panel data between the 2004/05 and 2008/09 seasons, we find that 6 percent of households that did not purchase commercial fertilizer in 2004/05 could afford to purchase fertilizers commercially in subsidy years. Relative to those that never purchase fertilizers, these households tend to have higher per capita expenditure and higher values of durable assets. The econometric results show that initial conditions matter, with initial household size, per capita expenditure, agricultural output, and existence of business enterprise all playing a positive role in the changes in demand for commercial fertilizer. We also find that commercial fertilizers decreases with initial commercial fertilizers, land holdings and existence of ADMARC. The results suggest that the poor may have low prospects of graduation and less involvement of ADMARC and greater participation of the private sector can help in improving the ‘potential graduation conditions’.
Working Paper 29
by Ephraim W. Chirwa, Andrew Dorward and Mirriam Matita
The government of Malawi has been implementing a large-scale Farm Input Subsidy Programme (FISP) since 2005/06 as an intervention aimed at improving food security by addressing resource poor smallholder farmers’ affordability constraints in purchasing inorganic fertilizers. However, in the design of the programme, there is lack of articulation on the graduation of some farmers from the subsidy over time. This paper considers ways in which the concept of graduation may be usefully applied to the FISP and sets out a broad conceptualisation of graduation for potential application in programme design and implementation.
CAADP Policy Brief 08
by Kate Wellard-Dyer
Food prices are critical for African populations and economies and at the top of the agenda for African policy makers. The CAADP Framework for African Food Security promotes action to address food security challenges faced by stakeholders continent-wide – inadequate food supply, widespread and persistent hunger and malnutrition, and inadequate management of food crises. Addressing the problems of high and volatile food prices requires a multi-pronged approach, including actions both to prevent and mitigate crises. This policy brief draws on latest research by Future Agricultures and asks:
- What are the main causes of high and volatile food prices?
- What is the impact of food price spikes on rural households and economies?
- What can policy-makers do to prevent and mitigate the effects of food prices rises?
Policy Brief 53
by Andrew Dorward
This policy brief reviews historical changes in staple food prices (in terms of international grain prices) and highlights increasing agricultural labour productivity and falling food prices as critical drivers of development, food security and poverty reduction. These drivers are, however, challenged by growing threats facing global and local agricultural and food systems. Simple indicators for agricultural labour productivity and food price changes relative to the real incomes of poor people are proposed to focus international and national attention and policy on these issues.
Policy Brief 52
by Andrew Dorward
Recent years have seen increasing average food prices, severe food price shocks (in 2007/8 and 2010/11), and increasing concerns about the impacts of food prices shocks, high food prices and food price volatility on poor and food insecure people. However, while there is general agreement that food price volatility leads to inefficient resource allocations and adjustment costs, and that high prices are bad for the urban poor (with large staple food expenditures), there has been more debate on the impacts of high food prices on the rural poor.
This policy brief
- draws on basic microeconomic theory on the different meanings and effects of changes in staple food prices to different consumers and producers.
- reviews empirical evidence of the effects of the 2008 food price spike on different people.
Titre complet: Du transfert de technologie jusqu’aux systèmes d’innovation: soutenir une révolution verte en Afrique
CAADP Point Info 07
Les petits agriculteurs sont les principaux acteurs de la production agricole de la plupart des pays africains et les principaux moteurs de la sécurité alimentaire, de la réduction de la pauvreté, et de la croissance. Cependant, la productivité demeure terriblement basse avec une utilisation limitée des intrants améliorés (sauf lorsqu’ils sont soutenus par des subventions) ce qui est aggravé par la volatilité liée au climat et aux marchés.
D’une manière générale, la science et la technologie sont considérées comme étant essentielles pour renverser les tendances de l’agriculture africaine. Le pilier IV du Programme Détaillé de Développement de l’Agriculture Africaine (PDDAA) est chargé de la revitalisation, de l’expansion et de la réforme des études concernant l’agriculture en Afrique et des efforts de développement. Des investissements sont réalisés par les gouvernements nationaux, les donateurs et les organismes de financement privés dans les instituts de recherche (principalement internationaux) en vue de développer des semences améliorées et des technologies visant à accroître la fertilité du sol pour une révolution verte en Afrique. Des systèmes de livraison publics (et, de plus en plus souvent, privés également) se mettent en place pour apporter ces technologies aux agriculteurs. Au sein de la rechercher agricole intégrée pour le développement (IAR4D), les efforts vont à présent au-delà des barrières de l’exploitation agricole et concernent le crédit, les marchés et l’ajout de valeur. Les agriculteurs s’impliquent de manière plus précoce dans le processus de développement: on considère que l’efficacité de la création de technologies agricoles et des organismes de distribution dépend principalement de l’adéquation et de la réactivité aux besoins des agriculteurs.
Cependant les approches « basées sur la technologie » (s’adressant principalement aux espaces agricoles au potentiel élevé) doivent relever des défis considérables afin d’offrir une révolution agricole intégrale et plus large.
Ce document d’orientation s’appuie sur les conclusions des recherches menées par le consortium Future Agricultures et pose des questions essentielles:
- Existe-t-il des solutions, en dehors des solutions classiques offertes par les institutions, pour bénéficier d’une expertise extérieure, en particulier l’expérience des agriculteurs eux-mêmes en matière d’innovation, concernant les systèmes redynamisés d’innovation qui rationnalisent les processus publics, privés et des agriculteurs?
- De quelle manière peut-on adapter les systèmes d’innovation agricole pour qu’ils fonctionnent pour les plus pauvres afin d’accéder aux marchés en expansion et que l’innovation rurale soit facilitée?
- Existe-t-il des modèles différents pour un développement plus durable et plus juste socialement, et quel sont les obstacles (politiques et économiques, ainsi que technocratiques) qu’il faut surmonter pour les mettre en place?
CAADP Point Info 06
Par Kate Wellard-Dyer
Pendant des siècles, les communautés pastorales de la Corne de l’Afrique ont lutté pour leur subsistance en dépit de la sécheresse, des conflits et de la famine. Ces populations sont inventives, novatrices et elles ont le sens des affaires, simplement par besoin. Malgré les importantes difficultés liées à la mise en place de ressources sûres pour tous, des succès considérables ont été observés.
Le cadre de l’initiative africaine pour les politiques pastorales de l’Union africaine reconnaît les contributions des communautés pastorales dans les économies nationales et régionales : elles fournissent des quantités énormes de bétail et de produits animaux. Les systèmes de production des communautés pastorales sont très flexibles et font face en permanence à l’évolution du marché et du climat. En revanche, les indicateurs de développement humain et de sécurité alimentaire sont parmi les plus bas du continent. Le cadre est conçu pour protéger les vies, les ressources et les droits des communautés pastorales. Il s’agit d’une plateforme permettant de mobiliser et de coordonner l’engagement politique en faveur du développement de l’économie pastorale en Afrique.
Ce document d’orientation, rédigé à partir des dernières études réalisées par le consortium Future agricultures, décrit les bonnes et les mauvaises interprétations des ressources pastorales : l’innovation et le sens des affaires ; les populations ne se limitent pas à faire face aux événements et à s’adapter; elles créent de la coopération et des réseaux transfrontaliers, pas uniquement des conflits et de la violence. Il souligne les modèles multiples de développement futurs des régions pastorales et offre une vision différente de l’économie pastorale, et des solutions pratiques.
Working Paper 31
by Blessings Chinsinga
This paper examines the micro-politics of Malawi’s Farm Input Subsidy Programme (FISP) and the roles of agro-dealers as potential anchors or drivers of a ‘uniquely African Green Revolution’. The drive toward the development of a viable network of agro-dealers is a direct consequence of the failure of the liberalization of the agricultural sector to trigger a vibrant private sector-led market. The agro-dealer initiative was introduced to address the question of missing markets for the rural farmer and deal once and for all with the question of pervasive food insecurity in Malawi.
While agro-dealership has tremendous potential to facilitate private sector led agricultural growth and development, the implementation of FISP has substantially altered the operative context for agrodealers. FISP has thrown up considerable challenges that require urgent redress if the agricultural sector is to serve as an engine of sustainable economic growth and poverty reduction. The major finding of this study is that instead of functioning as a ‘smart’ subsidy, with huge potential for kick-starting the development of viable private sector-led agricultural growth, FISP has degenerated into an instrument of patronage at various levels. It has been captured by a network of elites who have appropriated it as a cash cow for rapid wealth accumulation rather than as a medium for broadening farmers’ access to productivity-enhancing inputs and technologies. The elite capture of FISP is primarily due to the institutional arrangements that mean that agro-dealers can only participate in FISP if and only if they have contracts with seed companies.
These challenges can be dealt with by the design and enforcement of a robust policy and institutional framework for agro-dealership. Most of the challenges revealed in this study are linked to the absence or weak enforcement of policy and regulatory frameworks for agro-dealers specifically, and the seed industry in general. There is therefore urgent need to develop and implement a policy and institutional framework for the agrodealership that outlines legitimate practices and expectations. Such efforts, however, are likely to face resistance as a consequence of the expansive rentseeking opportunities associated with FISP.
by Nana Akua Anyidoho, Happy Kayuni, John Ndungu, Jennifer Leavy, Mohamadou Sall, Getnet Tadele and James Sumberg
FAC Working Paper 32
This paper is about the portrayal of youth in policy documentation in sub-Saharan Africa. Historically, young people’s engagement with policy and the array of institutions that affect their lives can be characterised by two broad, interacting themes: marginalisation and mobilisation. Marginalisation is associated with deeply rooted tendencies to defer to age in ‘gerontocratic’ societies (see, for example, Harris 2004), leaving young people outside circles of power, or lacking in ‘voice’ (see also te Lintelo 2011). This can lead to youth disaffection, which may either catalyse young people to mobilise, or make them a fertile recruiting ground for the political projects of others (e.g. Peters et al 2003; Peters and Richards 1998; Richards 1995). Thus, mobilisation can be seen to be, at least in part, a consequence of isolation and disempowerment. These themes are evident, to varying degrees, in each of five study countries we focus on in this paper: Ethiopia; Ghana; Kenya; Malawi; and Senegal. It is based on a review of key national policy documents and other formal policy documentation in the five countries. The review sought to discover how rural youth and youth-related issues are portrayed. Major policy domains were considered including: agriculture and rural development; education; health; employment; economic development; crime and security; natural resource management; and climate change. The analysis focused on the visibility of young people within the policy domain; the content of policy frames and narratives on young people; and linkages between youth and agriculture.
Full title: Factors Influencing Smallholder Commercial Farming in Malawi: A Case of NASFAM Commercialisation Initiatives
Policy Brief 51
by Ephraim Chirwa and Miriam Matita
Most of smallholder farming in Malawi focuses on producing food staples such as maize and rice for own consumption. The dominance of subsistence farming with traditional farming systems in the smallholder sector is one of the concerns in achieving agricultural productivity. The smallholder agriculture sector in Malawi remains unprofitable and is characterised by low uptake of improved farm inputs, weak links to markets, high transport costs, few farmer organizations, poor quality control and lack of information on markets and prices.
There are several initiatives by state and non-state actors that aim at promoting intensification and commercialisation of smallholder farming. One of the organisations spearheading the commercialisation of smallholder farming is the National Smallholder Farmers’ Association of Malawi (NASFAM), a farmer –based organisation.
Working Paper 33
Political Economy of Cereal Seed Systems in Africa project
by Hannington Odame and Elijah Muange
Public and private actors and their networks are committing substantial resources to support agro-dealers to deliver novel technologies and information in line with the New Green Revolution for Africa. The main point of entry has been the cereal seed system, with a focus on maize seed in particular, which is seen as both a key staple and a politically important crop. In Kenya, the seed system landscape has been changing dramatically in recent years, with the entry of highly influential seed companies, biotechnology research and legislation of the biosafety regulations. Thus, the prospect of genetically modified (GM) crops being pushed through agribusiness networks is an emerging issue, raising the question of whether small-scale, independent stockists or ‘agro-dealers’ have the capacity to deliver these technologies and provide local regulatory control over the new seeds.
This study sought to investigate the policy and institutional environment within which agricultural biotechnology agro-dealers have evolved, as well as the agendas that are being pushed by particular interests in the new pro-GM policy and institutional environment in Kenya and their expected outcomes.
By Domingos M. do Rosário
FAC Working Paper 34
Produced as part of the FAC Political Economy of Agricultural Policy in Africa (PEAPA) work stream
The paper analyses the changing configuration of the political system since the Rome Peace Agreement of 1992. It discusses how the “political settlement” underlying the Peace Agreement and the outcomes of multiparty elections thereafter have shaped governance, including policy-making concerning the agriculture sector and the rural economy.
The paper argues that private interests and electoral objectives have been important drivers of policy decisions taken by the governing elites concerning the agriculture sector and local governance, with precedence over donor influence. By contrasting the political choices and governance approaches adopted by the two different presidential administrations in office since the first multiparty elections were held in 1994, it is argued that one (led by Joaquim Chissano) is marked by features of “neopatrimonialism”, whereas the other (led by Armando Guebuza) is showing signs of electoral “populism”. The former is characterised by significant rent distribution by the governing elite to a narrow “selectorate”. The latter is manifested by a paternalistic and politically mobilising discourse emanating directly from the President and appealing to the broader electorate, particularly the rural population of the central and Northern region of the country, who has been traditionally opposed to the ruling party.
Working Paper 28
by Ephraim W. Chirwa, Peter M. Mvula, Andrew Dorward and Mirriam Matita
The Farm Input Subsidy Programme targets households for subsidized farm inputs, and usually it is the head of the household who receives the coupons. Since households tend to have multiple plots which are controlled by different members of the household, there may be intra-household issues that arise in the use of farm inputs available to the household.
We find that while male-headed households are more likely to receive coupons than female-headed households, there seems to be less bias in intra-household use of subsidized fertilizers (or fertilizers in households receiving subsidy) between plots controlled by female and male members. This is despite the fact that, more generally, household incomes from various sources tend to be controlled and allocated by men. It also contrasts with evidence that plots controlled by female members were less likely to be applied with fertilizers when we consider all fertilizers in subsidized and unsubsidized households.
One of the great ironies of the last 40 years is that sub-Saharan Africa, a continent of ‘female farming par excellence’ (Boserup 1970), became populated, at least within much development discourse, by rural women represented as either ‘cardboard victims or heroines’ (Cornwall et al. 2004:1). How did this disjuncture come about? What have been its implications for agricultural development policy and practice? How can more nuanced understandings of gender and social relations be fruitfully brought into agricultural research and policy processes?
Ephraim W. Chirwa, Mirriam Matita and Andrew Dorward
Since the 2005/06 agricultural season, the government of Malawi has been implementing a targeted agricultural input subsidy programme through the provision of fertilizers and maize seeds to smallholder farmers at subsidized prices. This paper analyses the factors that influence access to agricultural input subsidies in Malawi.
The results show that vulnerable households such as the poor and elderly-headed are less likely to receive fertilizer coupons and receive less of the subsidized fertilizers. Households with larger parcels of land and those who sell part of their produce (commercialized) are more likely to receive coupons and also tend to acquire more fertilizers. Use of open meetings in the allocation of coupons tends to favour the poor and the poor receive more fertilizer compared with other alternative ways of allocating coupons. We also find a positive relation between participation in other social safety nets and access to subsidized fertilizer coupons, suggesting that households with multiple access to different types of social protection programmes are not excluded from the input subsidy programme by virtue of benefiting from other social protection programmes.
Policy Brief 50
by Steve Wiggins
Small farmers in Africa have long been engaged with markets — for produce, inputs such as fertiliser, credit, labour, land and information. Opportunities to do so are increasing with urbanisation and better roads linking villages to cities, making questions that arise about smallholder commercialisation all the more important. Expectations about process and outcomes differ considerably.
What does the evidence show? How do small farms commercialise? What are the outcomes? Are the fears of undesirable outcomes justified? And what should policy-makers be doing to encourage better outcomes? This briefing reports the highlights of an extensive review of the literature on commercialisation of small farms in Africa.
CAADP Policy Brief 07
by Kate Wellard-Dyer
Smallholder agriculture is the core contributor to agricultural production in most African countries and the main driver for food security, poverty reduction and growth. But productivity remains desperately low with limited use of improved inputs (except where boosted by subsidies) – compounded by volatility in climate and markets.
Science and technology is widely seen as essential in turning African agriculture round. The Comprehensive African Agriculture Development Programme (CAADP) Pillar IV is leading moves to revitalise, expand and reform Africa’s agricultural research and development effort. Investments are being made by national governments, donors and private funders in (mainly international) research institutions to develop improved seeds and soil fertility technologies for a Green Revolution in Africa. Public and, increasingly, private sector delivery systems are gearing up to deliver these technologies to farmers. Within integrated agricultural research for development (IAR4D), focus is moving beyond the farm-gate to credit, markets and value-addition. Farmers are being involved earlier in the development process – the effectiveness of agricultural technology generation and dissemination institutions seen as depending crucially on relevance and responsiveness to farmer needs.
Yet ‘market-led technology’ approaches – aimed mainly at high potential agricultural areas – face serious challenges in delivering a broaderbased inclusive agricultural revolution.
This policy brief draws on research findings by Future Agricultures and asks:
- Are there options outside conventional institutional routes that bring alternative expertise – particularly farmers’ own innovation experience – into revitalised innovation systems that cut across public, private and farmer-led processes?
- How can agricultural innovation systems be made to work for poor people in expanding market access and enabling rural innovation?
- Are there alternative pathways for more sustainable and socially-just development, and what obstacles – political-economic as well as technocratic – need to be overcome to pursue these?
CAADP Policy Brief 06
by Kate Wellard-Dyer
Pastoralists in the Horn of Africa have struggled for centuries with drought, conflict and famine. They are resourceful, innovative and entrepreneurial peoples, by necessity. While there are profound difficulties in creating secure livelihoods for all, there are also significant successes.
The African Union’s Policy Framework for Pastoralism in Africa recognises pastoralists’ contributions to national and regional economies – supplying huge numbers of livestock and livestock products. Pastoralists’ production systems are highly adaptive and constantly respond to market and climatic change. At the same time human development and food security indicators are amongst the lowest on the continent. The Framework is designed to secure and protect the lives, livelihoods and rights of pastoral peoples, and is a platform for mobilising and coordinating political commitment to pastoral development in Africa.
This policy brief, based on latest research by Future Agricultures Consortium, reviews understandings and misunderstandings about pastoral livelihoods – innovation and entrepreneurship, not just coping and adapting; and cooperation and networking across borders, not just conflict and violence. It highlights the multiple pathways for future development of pastoral areas and offers an alternative view of pastoralism and practical ways forward.
Policy Brief 49
By Charity Mutonodzo-Davies and Douglas Magunda
Over much of the past decade, the Zimbabwean government and donor organisations have implemented agricultural input support programmes, comprised of private suppliers (seed houses and fertiliser manufacturers), wholesalers and rural agro-dealers, bypassing the previously vibrant market chain. This article argues that these ‘seed relief’ programmes contributed to the collapse of the input supply chain, and therefore hastening the decline of agricultural productivity in Zimbabwe today.